Key themes Hope.Harris@th…Wed 23/08/2023 - 15:08
Pensions and retirement income
KEY THEMES
FUNDS REGULATORY FRAMEWORKS
- UCITS
- AIFMD
- OEIC Regs
- FCA Handbook
- OFR and TPR?
FUND COMMUNICATIONS
FUND GOVERNANCE
- Value Assessment
- Non-UCITS EU Funds?
- Money Market Funds?
- AIFMD Review?
FUND DISTRIBUTION
FUND RISK MANAGEMENT
- Risk Management and Measurement for UCITS and AIFs
- UCITS Derivatives Use Report
PENSIONS AND RETIREMENT INCOME
- investment rules for UK pension schemes (covering areas such as permitted links, trust-based pension scheme investment rules, illiquid investments, productive finance)
- costs and charges for pensions (charge cap + transparency)
- ESG/climate change for pensions - highlighting de facto obligations on managers + disclosure initiatives such as Mark's TCFD template
- AMMS/CMA (historic but there is a lot of good material here I am keen to retain)
- Retirement market regulation
- European/global pensions regulation affecting distribution of investment products (mainly PEPP for now, but could expand in time).